NYSE and Nasdaq set for December 1 deadline to enforce executive pay clawback rules

U.S. stock exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, are on the cusp of enforcing new rules that will require listed companies to reclaim incentive-based compensation from executives in the event of financial restatements due to material noncompliance. This regulatory shift, driven by the Securities and Exchange Commission's (SEC) Rule 10D-1, mandates that by December 1, 2023, NYSE and Nasdaq-listed entities must have recovery policies in place. These policies are applicable to incentive pay awarded to executive officers over the past three fiscal years. READ MORE